Form 4 for LDI loanDepot, Inc.

Accepted 2023-08-01 00:00:00 ET · period of report 2023-07-28 · accession 0001831631-23-000239 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-08-01	2023-07-28	LDI	Walsh Jeff Alexander	Pres, LDI Mortgage	M - OptEx	—	+18.4K	4.25M	+0.4%	—
D	2023-08-01	2023-07-28	LDI	Walsh Jeff Alexander	Pres, LDI Mortgage	F - Tax	$2.44	-9,141	4.24M	-0.2%	-$22.3K
D	2023-08-01	2023-07-28	LDI	Walsh Jeff Alexander	Pres, LDI Mortgage	M - OptEx	$0.00	-18.4K	36.9K	-33%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock, par value $0.001 per share	2023-07-28	M	A	18,436	—	4,253,954	D	—	—	(F1) Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock
2	Common	Class A Common Stock, par value $0.001 per share	2023-07-28	F	D	9,141	$2.44	4,244,813	D	—	—
3	Derivative	Restricted Stock Units	2023-07-28	M	D	18,436	$0.00	36,874	D	— · — to —	18,436 Class A Common Stock	(F1) Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock (F2) In accordance with the terms of the Agreement, RSUs that vested on July 28, 2023 were settled on August 1, 2023. (F3) The RSUs are scheduled to vest as follows, 18,437 on each of 7/28/24 and 7/28/25. Within 30 days following each vesting date, Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested or, at the discretion of the Compensation Committee, its cash equivalent.