Form 4 for LDI loanDepot, Inc.
Accepted 2023-08-01 00:00:00 ET · period of report 2023-07-28 · accession 0001831631-23-000241 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-01 | 2023-07-28 | LDI | DerGurahian Jeffrey Michael | Chief Capital Markets Off | M - OptEx | — | +16.9K | 262.3K | +7% | — |
| D | 2023-08-01 | 2023-07-28 | LDI | DerGurahian Jeffrey Michael | Chief Capital Markets Off | F - Tax | $2.44 | -6,651 | 255.7K | -3% | -$16.2K |
| D | 2023-08-01 | 2023-07-28 | LDI | DerGurahian Jeffrey Michael | Chief Capital Markets Off | M - OptEx | $0.00 | -16.9K | 33.8K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock, par value $0.001 per share | 2023-07-28 | M | A | 16,900 | — | 262,346 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock |
| 2 | Common | Class A Common Stock, par value $0.001 per share | 2023-07-28 | F | D | 6,651 | $2.44 | 255,695 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-07-28 | M | D | 16,900 | $0.00 | 33,801 | D | — · — to — | 16,900 Class A Common Stock | (F3) In accordance with the terms of the Agreement, RSUs that vested on July 28, 2023 were settled on August 1, 2023. (F1) Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock (F4) The RSUs are scheduled to vest as follows, 16,900 on 7/28/24 and 16,901 on 7/28/25. Within 30 days following each vesting date, Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested or, at the discretion of the Compensation Committee, its cash equivalent. |