Form 4 for LDI loanDepot, Inc.
Accepted 2023-09-07 00:00:00 ET · period of report 2023-09-05 · accession 0001831631-23-000266 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-09-07 | 2023-09-05+ | LDI | Martell Frank | CEO, Pres, Dir | P - Purchase | $1.99 | +50.0K | 333.4K | +18% | +$99.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-09-06 | P | A | 25,000 | $1.99 | 321,351 | I The Frank D. and Donna M. Martell Family Trust | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were purchased on September 6, 2023 in multiple transactions at prices ranging from $1.95 to $2.05. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. (F3) As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, established on 8/17/20. |
| 2 | Common | Class A Common Stock | 2023-09-05 | P | A | 12,949 | $1.98 | 296,351 | I The Frank D. and Donna M. Martell Family Trust | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were purchased on September 5, 2023 in multiple transactions at prices ranging from $1.97 to $1.99. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. (F2) Includes 117 shares originally purchased on May 18, 2022 which were inadvertently omitted from the total number of shares reported as purchased on that date in the Reporting Person's Form 4 filed on May 18, 2022. (F3) As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, established on 8/17/20. |
| 3 | Common | Class A Common Stock | 2023-09-07 | P | A | 12,051 | $2.00 | 333,402 | I The Frank D. and Donna M. Martell Family Trust | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were purchased on September 7, 2023 in multiple transactions at prices ranging from $1.95 to $2.05. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. (F3) As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, established on 8/17/20. |