Form 4 for LDI loanDepot, Inc.
Accepted 2023-09-19 00:00:00 ET · period of report 2023-09-15 · accession 0001831631-23-000274 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-19 | 2023-09-15 | LDI | Smallwood Gregory | CLO | M - OptEx | — | +62.5K | 62.5K | New | — |
| D | 2023-09-19 | 2023-09-15 | LDI | Smallwood Gregory | CLO | F - Tax | $1.88 | -15.2K | 47.3K | -24% | -$28.6K |
| D | 2023-09-19 | 2023-09-15 | LDI | Smallwood Gregory | CLO | M - OptEx | $0.00 | -62.5K | 187.5K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-09-15 | M | A | 62,500 | — | 62,500 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2023-09-15 | F | D | 15,219 | $1.88 | 47,281 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-09-15 | M | D | 62,500 | $0.00 | 187,500 | D | — · — to — | 62,500 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. (F2) The RSUs are scheduled to vest as follows: 25% on each of 9/15/24, 9/15/25, and 9/15/26. |