Form 4/A for LDI loanDepot, Inc.
Accepted 2024-03-04 00:00:00 ET · period of report 2023-11-30 · accession 0001831631-24-000052 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2024-03-04 | 2023-11-30+ | LDI | Lee John Hoon | Dir | M - OptEx | $0.00 | +29.3K | 57.8K | +103% | $0 |
| DMA | 2024-03-04 | 2023-11-30+ | LDI | Lee John Hoon | Dir | M - OptEx | $0.00 | -29.3K | 29.3K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-01 | M | A | 14,671 | $0.00 | 72,446 | D | — | — | (F1) The original Form 4, filed on December 1, 2023, is being amended to correctly report the number of shares that were issued upon settlement of the RSUs and the amount of securities beneficially owned. The rest of the original Form 4 remains unchanged. |
| 2 | Common | Class A Common Stock | 2023-11-30 | M | A | 14,671 | $0.00 | 57,775 | D | — | — | (F1) The original Form 4, filed on December 1, 2023, is being amended to correctly report the number of shares that were issued upon settlement of the RSUs and the amount of securities beneficially owned. The rest of the original Form 4 remains unchanged. |
| 3 | Derivative | Restricted Stock Units | 2023-11-30 | M | D | 14,671 | $0.00 | 44,014 | D | — · — to — | 14,671 Class A Common Stock | (F3) In accordance with the terms of the RSU agreement, RSUs that vested on November 6, 2023, were settled on November 30, 2023. (F1) The original Form 4, filed on December 1, 2023, is being amended to correctly report the number of shares that were issued upon settlement of the RSUs and the amount of securities beneficially owned. The rest of the original Form 4 remains unchanged. (F2) Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. (F4) The RSUs vest in equal installments on each of February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date. |
| 4 | Derivative | Restricted Stock Units | 2023-12-01 | M | D | 14,671 | $0.00 | 29,343 | D | — · — to — | 14,671 Class A Common Stock | (F5) In accordance with the terms of the RSU agreement, RSUs that vested on November 30, 2023, were settled on December 1, 2023. (F2) Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. (F4) The RSUs vest in equal installments on each of February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date. |