Form 4/A for LDI loanDepot, Inc.
Accepted 2024-05-03 00:00:00 ET · period of report 2024-05-01 · accession 0001831631-24-000107 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2024-05-03 | 2024-05-01 | LDI | Martell Frank | CEO, Pres, Dir | M - OptEx | — | +250.0K | 384.6K | +186% | — |
| DA | 2024-05-03 | 2024-05-01 | LDI | Martell Frank | CEO, Pres, Dir | F - Tax | $2.14 | -126.7K | 257.9K | -33% | -$271.1K |
| DA | 2024-05-03 | 2024-05-01 | LDI | Martell Frank | CEO, Pres, Dir | M - OptEx | $0.00 | -250.0K | 500.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-05-01 | M | A | 250,000 | — | 384,572 | D | — | — | (F1) This transaction is being amended by the Reporting Person due to an administrative error regarding the settlement date. (F2) Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2024-05-01 | F | D | 126,700 | $2.14 | 257,872 | D | — | — | (F3) The transaction reported reflects the withholding of RSUs in satisfaction of the Reporting Person's tax liability. |
| 3 | Derivative | Restricted Stock Units | 2024-05-01 | M | D | 250,000 | $0.00 | 500,000 | D | — · — to — | 250,000 Class A Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. (F5) The RSUs are scheduled to vest as follows, 250,000 on each of 4/27/25 and 4/27/26. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period), Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested. |