Form 4 for LDI loanDepot, Inc.
Accepted 2024-12-04 00:00:00 ET · period of report 2024-12-02 · accession 0001831631-24-000311 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-12-04 | 2024-12-02+ | LDI | Hsieh Anthony Li | Dir, 10% | S - Sale+OE | $2.21 | -652.9K | 4.82M | -12% | -$1.44M |
| D | 2024-12-04 | 2024-12-02 | LDI | Hsieh Anthony Li | Dir, 10% | M - OptEx | $0.00 | +15.1K | 88.9K | +20% | $0 |
| D | 2024-12-04 | 2024-12-02 | LDI | Hsieh Anthony Li | Dir, 10% | M - OptEx | $0.00 | -15.1K | 30.2K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-12-02 | S | D | 129,196 | $2.25 | 5,347,657 | I By JLSSAA Trust | — | — | (F1) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.21 to $2.30. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. (F2) As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). |
| 2 | Common | Class A Common Stock | 2024-12-03 | S | D | 523,667 | $2.20 | 4,823,990 | I | — | — | (F4) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.16 to $2.23. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. |
| 3 | Common | Class A Common Stock | 2024-12-02 | M | A | 15,096 | $0.00 | 88,877 | D By JLSSAA Trust | — | — | (F3) RSUs that vested on November 30, 2024, were settled on December 2, 2024. (F2) As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). |
| 4 | Derivative | Restricted Stock Units | 2024-12-02 | M | D | 15,096 | $0.00 | 30,194 | D | — · — to — | 15,096 Class A Common Stock | (F3) RSUs that vested on November 30, 2024, were settled on December 2, 2024. (F5) Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock (F6) The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025. |