Form 4 for UPST Upstart Holdings, Inc.
Accepted 2026-05-08 08:56:08 ET · period of report 2026-05-07 · accession 0001832805-26-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-05-08 08:56 | 2026-05-07 | UPST | Girouard Dave | Dir, 10% | M - OptEx | $0.83 | +835.1K | 9.35M | +10% | +$693.1K |
| D | 2026-05-08 08:56 | 2026-05-07 | UPST | Girouard Dave | Dir, 10% | M - OptEx | $0.00 | -835.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-07 | M | A | 835,075 | $0.83 | 9,348,016 | I See Footnote | — | — | (F1) These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee. (F2) The number of shares held reflects the transfer of 835,075 shares of Common Stock from the Reporting Person to the D&T Girouard Revocable Trust. |
| 2 | Derivative | Employee Stock Option (Right to buy) | 2026-05-07 | M | D | 835,075 | $0.00 | 0 | D | $0.83 · — to 2026-09-20 | 835,075 Common Stock | (F8) All of the shares subject to this option are fully vested and exercisable as of the date hereof. |