Form 4 for UPST Upstart Holdings, Inc.
Accepted 2025-11-13 00:00:00 ET · period of report 2025-11-11 · accession 0001832812-25-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2025-11-13 | 2025-11-11 | UPST | Gu Paul | Chief Technology Offier, Dir | P - Purchase | $39.23 | +100.0K | 80.0K | New | +$3.92M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-11 | P | A | 20,000 | $39.22 | 20,000 | I by trust | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.89 to $39.39. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. (F1) This purchase was matchable under Section 16(b) of the Securities Exchange Act of 1934 with a sale of 5,000 shares by the Reporting Person on September 2, 2025. The Reporting Person has remitted the resulting short-swing profits to the Company, which were $148,255.06. (F3) The reportable securities are owned by THE GU QIAO FAMILY TRUST, of which the Reporting Person is the trustee. |
| 2 | Common | Common Stock | 2025-11-11 | P | A | 80,000 | $39.23 | 80,000 | I by LLC | — | — | (F1) This purchase was matchable under Section 16(b) of the Securities Exchange Act of 1934 with a sale of 5,000 shares by the Reporting Person on September 2, 2025. The Reporting Person has remitted the resulting short-swing profits to the Company, which were $148,255.06. (F4) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.93 to $39.40. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. (F5) The reportable securities are owned directly by JECCO, LLC of which the Reporting Person is a managing member. |