InsiderTrades

Form 4 for UPST Upstart Holdings, Inc.

Accepted 2026-09-10 19:13:30 ET · period of report 2026-09-10 · accession 0001832812-26-000010 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
I 2026-09-10 19:13 2026-09-10 UPST Gu Paul CEO, Dir P - Purchase $25.55 +50.0K 130.0K +62% +$1.28M

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2026-09-10 P A 50,000 $25.55 130,000 I by LLC — — (F1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.505 to $25.585. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. (F2) The reportable securities are owned by JECCO, LLC, of which the Reporting Person is a managing member.