Form 4 for PUBM PubMatic, Inc.
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-16 · accession 0001833462-21-000017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-17 | 2021-12-16 | PUBM | Kumar Mukul | Pres, Engineering | S - Sale | $34.82 | -8,300 | 0 | -100% | -$289.0K |
| D | 2021-12-17 | 2021-12-16 | PUBM | Kumar Mukul | Pres, Engineering | C - Cnv Deriv | $0.00 | +8,300 | 8,300 | New | $0 |
| D | 2021-12-17 | 2021-12-16 | PUBM | Kumar Mukul | Pres, Engineering | C - Cnv Deriv | $0.00 | -8,300 | 261.7K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-16 | S | D | 4,651 | $35.20 | 300 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.77 to $35.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. |
| 2 | Common | Class A Common Stock | 2021-12-16 | S | D | 3,349 | $34.21 | 4,951 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.74 to $34.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. |
| 3 | Common | Class A Common Stock | 2021-12-16 | S | D | 300 | $35.85 | 0 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.82 to $35.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4. |
| 4 | Common | Class A Common Stock | 2021-12-16 | C | A | 8,300 | $0.00 | 8,300 | D | — | — | |
| 5 | Derivative | Class B Common Stock | 2021-12-16 | C | D | 8,300 | $0.00 | 261,700 | D | $0.00 · — to — | 8,300 Class A Common Stock | (F5) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |