Form 4 for PUBM PubMatic, Inc.
Accepted 2021-07-02 00:00:00 ET · period of report 2021-06-30 · accession 0001833465-21-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-02 | 2021-06-30 | PUBM | Pantelick Steven | CFO | M - OptEx | $0.00 | +4,522 | 4,522 | New | $0 |
| D | 2021-07-02 | 2021-07-02 | PUBM | Pantelick Steven | CFO | S - Sale+OE | $34.97 | -2,557 | 1,965 | -57% | -$89.4K |
| D | 2021-07-02 | 2021-06-30 | PUBM | Pantelick Steven | CFO | M - OptEx | $0.00 | -4,522 | 31.7K | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-06-30 | M | A | 4,522 | $0.00 | 4,522 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-07-02 | S | D | 2,557 | $34.97 | 1,965 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $34.68 to $35.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. |
| 3 | Derivative | Restricted Stock Unit | 2021-06-30 | M | D | 4,522 | $0.00 | 31,652 | D | — · — to — | 4,522 Class A Common Stock | (F3) Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. On January 29, 2021, the Reporting Person was granted 36,174 RSUs. Such RSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on February 2, 2021. (F4) The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. (F5) RSUs do not expire; they either vest or are canceled prior to the vesting date. |