Form 4 for PUBM PubMatic, Inc.
Accepted 2022-01-04 00:00:00 ET · period of report 2021-11-24 · accession 0001833465-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-04 | 2021-12-31 | PUBM | Pantelick Steven | CFO | M - OptEx | $0.00 | +2,261 | 7,791 | +41% | $0 |
| D | 2022-01-04 | 2021-11-24 | PUBM | Pantelick Steven | CFO | J - Other | $0.00 | -115.0K | 458.3K | -20% | $0 |
| DI | 2022-01-04 | 2021-11-24 | PUBM | Pantelick Steven | CFO | J - Other | $0.00 | +115.0K | 115.0K | New | $0 |
| D | 2022-01-04 | 2021-12-31 | PUBM | Pantelick Steven | CFO | M - OptEx | $0.00 | -2,261 | 27.1K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-31 | M | A | 2,261 | $0.00 | 7,791 | D | — | — | |
| 2 | Derivative | Class B Common Stock | 2021-11-24 | J | D | 115,000 | $0.00 | 458,264 | D | $0.00 · — to — | 115,000 Class A Common Stock | (F5) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |
| 3 | Derivative | Class B Common Stock | 2021-11-24 | J | A | 115,000 | $0.00 | 115,000 | I | — · — to — | 115,000 Class A Common Stock | (F5) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |
| 4 | Derivative | Restricted Stock Unit | 2021-12-31 | M | D | 2,261 | $0.00 | 27,130 | D By Wife | — · — to — | 2,261 Class A Common Stock | (F6) These securities are beneficially owned by the Reporting Person's spouse as separate property pursuant to the transmutation agreement referred to in footnote four. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. (F1) Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. (F2) The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. (F3) RSUs do not expire; they either vest or are canceled prior to the vesting date. |