InsiderTrades

Form 4 for PUBM PubMatic, Inc.

Accepted 2021-10-20 00:00:00 ET · period of report 2021-10-18 · accession 0001833508-21-000014 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DMI 2021-10-20 2021-10-18 PUBM Goel Amar K. Chief Innovation Off, Dir, 10% C - Cnv Deriv $0.00 +3,407 700 New $0
DMI 2021-10-20 2021-10-18 PUBM Goel Amar K. Chief Innovation Off, Dir, 10% S - Sale $30.00 -3,407 0 -100% -$102.2K
DMI 2021-10-20 2021-10-18 PUBM Goel Amar K. Chief Innovation Off, Dir, 10% C - Cnv Deriv $0.00 -3,407 987.7K -0.3% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2021-10-18 C A 407 $0.00 407 I By Marais Irrevocable Trust — — (F3) These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
2 Common Class A Common Stock 2021-10-18 S D 407 $30.00 0 I By Marais Irrevocable Trust — — (F3) These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
3 Common Class A Common Stock 2021-10-18 S D 700 $30.00 0 I By RAJN Trust - A — — (F5) These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
4 Common Class A Common Stock 2021-10-18 C A 2,300 $0.00 2,300 I By Tuscan Irrevocable Trust — — (F1) These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.
5 Common Class A Common Stock 2021-10-18 S D 2,300 $30.00 0 I By Tuscan Irrevocable Trust — — (F1) These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.
6 Common Class A Common Stock 2021-10-18 C A 700 $0.00 700 I By RAJN Trust - A — — (F5) These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
7 Derivative Class B Common Stock 2021-10-18 C D 700 $0.00 655,952 I By RAJN Trust - A — · — to — 700 Class A Common Stock (F5) These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. (F7) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. (F3) These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
8 Derivative Class B Common Stock 2021-10-18 C D 407 $0.00 989,593 I By Marais Irrevocable Trust — · — to — 407 Class A Common Stock (F3) These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. (F7) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
9 Derivative Class B Common Stock 2021-10-18 C D 2,300 $0.00 987,700 I By Tuscan Irrevocable Trust — · — to — 2,300 Class A Common Stock (F1) These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. (F7) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.