Form 4 for PUBM PubMatic, Inc.
Accepted 2022-03-04 00:00:00 ET · period of report 2022-03-02 · accession 0001833511-22-000017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-03-04 | 2022-03-02 | PUBM | Goel Rajeev K. | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | +15.0K | 15.0K | New | $0 |
| DMI | 2022-03-04 | 2022-03-02 | PUBM | Goel Rajeev K. | CEO, Dir, 10% | S - Sale | $24.05 | -15.0K | 3,262 | -82% | -$360.7K |
| DI | 2022-03-04 | 2022-03-02 | PUBM | Goel Rajeev K. | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | -15.0K | 626.0K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-02 | C | A | 15,000 | $0.00 | 15,000 | I By The Goel Family Trust | — | — | (F1) These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. |
| 2 | Common | Class A Common Stock | 2022-03-02 | S | D | 3,262 | $24.58 | 0 | I By The Goel Family Trust | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.30 to $25.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4. (F1) These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. |
| 3 | Common | Class A Common Stock | 2022-03-02 | S | D | 11,738 | $23.90 | 3,262 | I By The Goel Family Trust | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.30 to $24.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. (F1) These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. |
| 4 | Derivative | Class B Common Stock | 2022-03-02 | C | D | 15,000 | $0.00 | 626,031 | I By The Goel Family Trust | — · — to — | 15,000 Class A Common Stock | (F1) These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. (F5) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |