InsiderTrades

Form 4 for UPST Upstart Holdings, Inc.

Accepted 2021-11-24 00:00:00 ET · period of report 2021-11-23 · accession 0001833851-21-000003 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
2021-11-24 2021-11-23 UPST Mirgorodskaya Natalia Corp. Ctrl S - Sale $198.52 -278 22.7K -1% -$55.2K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-11-23 S D 278 $198.52 22,729 D — — (F2) Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.40 to $198.53. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.