Form 4 for UPST Upstart Holdings, Inc.
Accepted 2026-03-03 00:00:00 ET · period of report 2026-02-28 · accession 0001833851-26-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-03 | 2026-03-02 | UPST | Mirgorodskaya Natalia | See Remarks | S - Sale | $26.02 | -390 | 34.3K | -1% | -$10.1K |
| D | 2026-03-03 | 2026-02-28 | UPST | Mirgorodskaya Natalia | See Remarks | A - Grant | $0.00 | +9,375 | 34.7K | +37% | $0 |
| D | 2026-03-03 | 2026-02-28 | UPST | Mirgorodskaya Natalia | See Remarks | A - Grant | $0.00 | +5,938 | 5,938 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-02 | S | D | 390 | $26.02 | 34,274 | D | — | — | |
| 2 | Common | Common Stock | 2026-02-28 | A | A | 9,375 | $0.00 | 34,664 | D | — | — | (F1) These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on February 15, 2027 and at the end of each successive three month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. (F2) Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 3 | Derivative | Employee Stock Option (Right to buy) | 2026-02-28 | A | A | 5,938 | $0.00 | 5,938 | D | $27.23 · — to 2036-02-29 | 5,938 Common Stock | (F4) 1/12th of the shares subject to the option shall vest on December 15, 2026 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. |