Form 4 for UPST Upstart Holdings, Inc.
Accepted 2026-05-18 17:08:15 ET · period of report 2026-05-15 · accession 0001833851-26-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-05-18 17:08 | 2026-05-15 | UPST | Mirgorodskaya Natalia | See Remarks | M - OptEx | $1.35 | +4,600 | 38.9K | +13% | +$6,210 |
| D | 2026-05-18 17:08 | 2026-05-15 | UPST | Mirgorodskaya Natalia | See Remarks | M - OptEx | $0.00 | -4,600 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-15 | M | A | 4,600 | $1.35 | 38,874 | D | — | — | (F1) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 2 | Derivative | Employee Stock Option (Right to buy) | 2026-05-15 | M | D | 4,600 | $0.00 | 0 | D | $1.35 · — to 2026-12-28 | 4,600 Common Stock | (F2) All of the shares subject to this option are fully vested and exercisable as of the date hereof. |