Form 4 for QS QuantumScape Corp
Accepted 2025-10-28 00:00:00 ET · period of report 2025-10-24 · accession 0001834027-25-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-10-28 | 2025-10-24 | QS | Prinz Fritz | Dir | S - Sale | $15.49 | -19.1K | 143.0K | -12% | -$296.2K |
| DMI | 2025-10-28 | 2025-10-24 | QS | Prinz Fritz | Dir | S - Sale | $15.49 | -980.9K | 0 | -100% | -$15.19M |
| DMI | 2025-10-28 | 2025-10-24 | QS | Prinz Fritz | Dir | C - Cnv Deriv | — | +980.9K | 250.0K | New | — |
| DMI | 2025-10-28 | 2025-10-24 | QS | Prinz Fritz | Dir | C - Cnv Deriv | $0.00 | -980.9K | 1.15M | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-10-24 | S | D | 769 | $15.98 | 142,221 | D By: Prinz Family Trust DTD 09/17/2018, Fredrich Prinz and Gertrude Prinz Trustees | — | — | (F3) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.955 to $16.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. (F4) Includes 142,221 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. |
| 2 | Common | Class A Common Stock | 2025-10-24 | S | D | 239,961 | $15.47 | 10,039 | I By: Marie Helene Prinz 2019 Trust, the Goldman Sachs Trust Company of Delaware, Trustee | — | — | (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.95 to $15.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 3 | Common | Class A Common Stock | 2025-10-24 | C | A | 480,878 | — | 480,878 | I By: Prinz Family Trust DTD 09/17/2018, Fredrich Prinz and Gertrude Prinz Trustees | — | — | (F1) Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. |
| 4 | Common | Class A Common Stock | 2025-10-24 | C | A | 250,000 | — | 250,000 | I By: Benedikt F. Prinz 2019 Trust, the Goldman Sachs Trust Company of Delaware, Trustee | — | — | (F1) Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. |
| 5 | Common | Class A Common Stock | 2025-10-24 | C | A | 250,000 | — | 250,000 | I By: Marie Helene Prinz 2019 Trust, the Goldman Sachs Trust Company of Delaware, Trustee | — | — | (F1) Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. |
| 6 | Common | Class A Common Stock | 2025-10-24 | S | D | 18,353 | $15.47 | 142,990 | D By: Prinz Family Trust DTD 09/17/2018, Fredrich Prinz and Gertrude Prinz Trustees | — | — | (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.95 to $15.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 7 | Common | Class A Common Stock | 2025-10-24 | S | D | 10,039 | $15.98 | 0 | I By: Marie Helene Prinz 2019 Trust, the Goldman Sachs Trust Company of Delaware, Trustee | — | — | (F3) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.955 to $16.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 8 | Common | Class A Common Stock | 2025-10-24 | S | D | 461,558 | $15.47 | 19,320 | I By: Benedikt F. Prinz 2019 Trust, the Goldman Sachs Trust Company of Delaware, Trustee | — | — | (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.95 to $15.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 9 | Common | Class A Common Stock | 2025-10-24 | S | D | 10,049 | $15.98 | 0 | I | — | — | (F3) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.955 to $16.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 10 | Common | Class A Common Stock | 2025-10-24 | S | D | 239,951 | $15.47 | 10,049 | I | — | — | (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.95 to $15.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 11 | Common | Class A Common Stock | 2025-10-24 | S | D | 19,320 | $15.98 | 0 | I By: Benedikt F. Prinz 2019 Trust, the Goldman Sachs Trust Company of Delaware, Trustee | — | — | (F3) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.955 to $16.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 12 | Derivative | Class B Common Stock | 2025-10-24 | C | D | 480,878 | $0.00 | 6,430,568 | I By: Prinz Family Trust DTD 09/17/2018, Fredrich Prinz and Gertrude Prinz Trustees | — · — to — | 480,878 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. |
| 13 | Derivative | Class B Common Stock | 2025-10-24 | C | D | 250,000 | $0.00 | 1,023,436 | I By: Marie Helene Prinz 2019 Trust, the Goldman Sachs Trust Company of Delaware, Trustee | — · — to — | 250,000 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. |
| 14 | Derivative | Class B Common Stock | 2025-10-24 | C | D | 250,000 | $0.00 | 1,154,738 | I By: Benedikt F. Prinz 2019 Trust, the Goldman Sachs Trust Company of Delaware, Trustee | — · — to — | 250,000 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. |