Form 4 for PUBM PubMatic, Inc.
Accepted 2021-08-12 00:00:00 ET · period of report 2021-08-11 · accession 0001834185-21-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-12 | 2021-08-11 | PUBM | Hirsch Jeffrey K. | Chief Commercial Off | S - Sale | $35.58 | -5,000 | 1,519 | -77% | -$177.9K |
| D | 2021-08-12 | 2021-08-11 | PUBM | Hirsch Jeffrey K. | Chief Commercial Off | C - Cnv Deriv | $0.00 | +5,000 | 6,519 | +329% | $0 |
| D | 2021-08-12 | 2021-08-11 | PUBM | Hirsch Jeffrey K. | Chief Commercial Off | C - Cnv Deriv | $0.00 | -5,000 | 0 | -100% | $0 |
| DM | 2021-08-12 | 2021-08-11 | PUBM | Hirsch Jeffrey K. | Chief Commercial Off | M - OptEx | $0.00 | 0 | 5,000 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-08-11 | S | D | 5,000 | $35.58 | 1,519 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-08-11 | C | A | 5,000 | $0.00 | 6,519 | D | — | — | |
| 3 | Derivative | Class B Common Stock | 2021-08-11 | C | D | 5,000 | $0.00 | 0 | D | — · — to — | 5,000 Class A Common Stock | (F3) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |
| 4 | Derivative | Stock Option (Right to buy Class B Common Stock) | 2021-08-11 | M | D | 5,000 | $0.00 | 55,000 | D | $2.97 · — to 2029-05-20 | 5,000 Class B Common Stock | (F2) The options vest as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. |
| 5 | Derivative | Class B Common Stock | 2021-08-11 | M | A | 5,000 | $0.00 | 5,000 | D | — · — to — | 5,000 Class A Common Stock | (F3) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |