Form 4 for QS QuantumScape Corp
Accepted 2026-09-17 16:26:24 ET · period of report 2026-09-15 · accession 0001834249-26-000026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2026-09-17 16:26 | 2026-09-15 | QS | Holme Timothy | CTO | S - Sale | $5.09 | -75.0K | 1.58M | -5% | -$381.6K |
| DMTI | 2026-09-17 16:26 | 2026-09-15 | QS | Holme Timothy | CTO | C - Cnv Deriv | $0.00 | +45.0K | 22.5K | New | $0 |
| DMTI | 2026-09-17 16:26 | 2026-09-15 | QS | Holme Timothy | CTO | S - Sale | $5.09 | -45.0K | 0 | -100% | -$228.9K |
| DMTI | 2026-09-17 16:26 | 2026-09-15 | QS | Holme Timothy | CTO | C - Cnv Deriv | $0.00 | -45.0K | 1.33M | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-09-15 | S | D | 75,000 | $5.09 | 1,583,075 | D | — | — | (F1) The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2026. (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.985 to $5.255, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. (F3) Includes 1,522,261 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. |
| 2 | Common | Class A Common Stock | 2026-09-15 | C | A | 22,500 | $0.00 | 22,500 | I By: The Holme 2020 Irrevocable Trust | — | — | |
| 3 | Common | Class A Common Stock | 2026-09-15 | S | D | 22,500 | $5.09 | 0 | I By: The Holme 2020 Irrevocable Trust | — | — | (F1) The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2026. (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.985 to $5.255, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 4 | Common | Class A Common Stock | 2026-09-15 | C | A | 22,500 | $0.00 | 22,500 | I By: Trusts | — | — | (F4) The Reporting Person is a Co-Trustor of the trusts and his family members are beneficiaries of the trusts. |
| 5 | Common | Class A Common Stock | 2026-09-15 | S | D | 22,500 | $5.09 | 0 | I By: Trusts | — | — | (F1) The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2026. (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.985 to $5.255, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. (F4) The Reporting Person is a Co-Trustor of the trusts and his family members are beneficiaries of the trusts. |
| 6 | Derivative | Class B Common Stock | 2026-09-15 | C | D | 22,500 | $0.00 | 1,189,857 | I By: The Holme 2020 Irrevocable Trust | — · — to — | 22,500 Class A Common Stock | (F5) Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. (F5) Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. (F5) Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. |
| 7 | Derivative | Class B Common Stock | 2026-09-15 | C | D | 22,500 | $0.00 | 1,327,500 | I By: Trusts | — · — to — | 22,500 Class A Common Stock | (F5) Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. (F5) Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. (F5) Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. (F4) The Reporting Person is a Co-Trustor of the trusts and his family members are beneficiaries of the trusts. |