Form 4 for ROKU ROKU, INC
Accepted 2026-09-03 19:44:06 ET · period of report 2026-09-01 · accession 0001834902-26-000022 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-09-03 19:44 | 2026-09-01 | ROKU | Jedda Dan | CFO, COO | M - OptEx | $0.00 | +26.1K | 92.1K | +40% | $0 |
| D | 2026-09-03 19:44 | 2026-09-01 | ROKU | Jedda Dan | CFO, COO | F - Tax | $155.53 | -10.3K | 81.8K | -11% | -$1.60M |
| DM | 2026-09-03 19:44 | 2026-09-01 | ROKU | Jedda Dan | CFO, COO | M - OptEx | $0.00 | -26.1K | 16.7K | -61% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-09-01 | M | A | 26,133 | $0.00 | 92,096 | D | — | — | |
| 2 | Common | Class A Common Stock | 2026-09-01 | F | D | 10,285 | $155.53 | 81,811 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026. |
| 3 | Derivative | Restricted Stock Unit | 2026-09-01 | M | D | 17,726 | $0.00 | 53,179 | D | — · — to — | 17,726 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F3) This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on September 1, 2023. (F3) This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on September 1, 2023. |
| 4 | Derivative | Restricted Stock Unit | 2026-09-01 | M | D | 4,221 | $0.00 | 0 | D | — · — to — | 4,221 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). (F4) This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). |
| 5 | Derivative | Restricted Stock Unit | 2026-09-01 | M | D | 4,186 | $0.00 | 16,742 | D | — · — to — | 4,186 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F5) This RSU vests in eight substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). (F5) This RSU vests in eight substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). |