Form 4 for KVYO Klaviyo, Inc.
Accepted 2023-11-17 00:00:00 ET · period of report 2023-11-15 · accession 0001835830-23-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-17 | 2023-11-15 | KVYO | Whalen Amanda | CFO | C - Cnv Deriv | — | +18.9K | 218.9K | +9% | — |
| D | 2023-11-17 | 2023-11-15 | KVYO | Whalen Amanda | CFO | F - Tax | $28.70 | -25.2K | 193.7K | -11% | -$721.9K |
| D | 2023-11-17 | 2023-11-15 | KVYO | Whalen Amanda | CFO | C - Cnv Deriv | $0.00 | -18.9K | 723.7K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Series A Common Stock | 2023-11-15 | C | A | 18,856 | — | 218,856 | D | — | — | (F2) Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. |
| 2 | Common | Series A Common Stock | 2023-11-15 | F | D | 25,152 | $28.70 | 193,704 | D | — | — | (F3) Consists of (i) 9,704 shares of Series A Common Stock and (ii) 184,000 unvested RSUs awarded under the 2023 Stock Incentive Plan, each representing the contingent right to receive one share of Series A Common Stock upon vesting and settlement. |
| 3 | Derivative | Series B Common Stock | 2023-11-15 | C | D | 18,856 | $0.00 | 723,686 | D | — · — to — | 18,856 Series A Common Stock | (F4) Consists of (i) 149,727 shares of Series B Common Stock and (ii) 573,959 unvested RSUs awarded under the 2015 Stock Incentive Plan, each representing the contingent right to receive one share of Series B Common Stock upon vesting and settlement. (F2) Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. |