Form 4 for HAWK HawkEye 360, Inc.
Accepted 2026-05-12 16:15:25 ET · period of report 2026-05-08 · accession 0001836585-26-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2026-05-12 16:15 | 2026-05-08 | HAWK | Spoto Mark | Dir | C - Cnv Deriv | — | +4.46M | 960.0K | New | — |
| DI | 2026-05-12 16:15 | 2026-05-08 | HAWK | Spoto Mark | Dir | M - OptEx | — | +10.9K | 970.9K | +1% | — |
| DI | 2026-05-12 16:15 | 2026-05-08 | HAWK | Spoto Mark | Dir | D - Sale to Iss | — | -4,671 | 966.2K | -0.5% | — |
| DMI | 2026-05-12 16:15 | 2026-05-08 | HAWK | Spoto Mark | Dir | C - Cnv Deriv | $0.00 | -4.46M | 0 | -100% | $0 |
| DI | 2026-05-12 16:15 | 2026-05-08 | HAWK | Spoto Mark | Dir | M - OptEx | $0.00 | -10.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-08 | C | A | 2,279,591 | — | 2,319,211 | I See footnote | — | — | (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F2) These securities are owned directly by Razor's Edge Fund II, LP. Razor's Edge Ventures II, LLC is the general partner of Razor's Edge Fund II, LP. The reporting person is a managing member of Razor's Edge Ventures II, LLC and may be deemed to be the beneficial owner of the securities held by Razor's Edge Fund II, LP. The reporting person disclaims beneficial ownership of the securities held by Razor's Edge Fund II, LP except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2026-05-08 | C | A | 1,389,294 | — | 1,413,578 | I See footnote | — | — | (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F3) These securities are owned directly by Razor's Edge Fund II-A, LP. Razor's Edge Ventures II, LLC is the general partner of Razor's Edge Fund II-A, LP. The reporting person is a managing member of Razor's Edge Ventures II, LLC and may be deemed to be the beneficial owner of the securities held by Razor's Edge Fund II-A, LP. The reporting person disclaims beneficial ownership of the securities held by Razor's Edge Fund II-A, LP except to the extent of his pecuniary interest therein. |
| 3 | Common | Common Stock | 2026-05-08 | C | A | 789,044 | — | 960,042 | I See footnote | — | — | (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F4) These securities are owned directly by REII Sidecar 2, LLC. Razor's Edge Ventures II, LLC is the manager of REII Sidecar 2, LLC. The reporting person is a managing member of Razor's Edge Ventures II, LLC and may be deemed to be the beneficial owner of the securities held by REII Sidecar 2, LLC. The reporting person disclaims beneficial ownership of the securities held by REII Sidecar 2, LLC except to the extent of his pecuniary interest therein. |
| 4 | Common | Common Stock | 2026-05-08 | M | A | 10,867 | — | 970,909 | I See footnote | — | — | (F5) The warrant to acquire common stock automatically net exercised into shares of the Issuer's common stock immediately prior to consummation of the IPO. The warrant had an exercise price of $11.1747 per share. The holder paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 4,671 of the warrant shares to pay the exercise price and issuing to the holder the remaining 6,196 shares. (F4) These securities are owned directly by REII Sidecar 2, LLC. Razor's Edge Ventures II, LLC is the manager of REII Sidecar 2, LLC. The reporting person is a managing member of Razor's Edge Ventures II, LLC and may be deemed to be the beneficial owner of the securities held by REII Sidecar 2, LLC. The reporting person disclaims beneficial ownership of the securities held by REII Sidecar 2, LLC except to the extent of his pecuniary interest therein. |
| 5 | Common | Common Stock | 2026-05-08 | D | D | 4,671 | — | 966,238 | I See footnote | — | — | (F5) The warrant to acquire common stock automatically net exercised into shares of the Issuer's common stock immediately prior to consummation of the IPO. The warrant had an exercise price of $11.1747 per share. The holder paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 4,671 of the warrant shares to pay the exercise price and issuing to the holder the remaining 6,196 shares. (F4) These securities are owned directly by REII Sidecar 2, LLC. Razor's Edge Ventures II, LLC is the manager of REII Sidecar 2, LLC. The reporting person is a managing member of Razor's Edge Ventures II, LLC and may be deemed to be the beneficial owner of the securities held by REII Sidecar 2, LLC. The reporting person disclaims beneficial ownership of the securities held by REII Sidecar 2, LLC except to the extent of his pecuniary interest therein. |
| 6 | Derivative | Series A-2 Preferred Stock | 2026-05-08 | C | D | 1,371,302 | $0.00 | 0 | I See Footnote | — · — to — | 1,371,302 Common Stock | (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F2) These securities are owned directly by Razor's Edge Fund II, LP. Razor's Edge Ventures II, LLC is the general partner of Razor's Edge Fund II, LP. The reporting person is a managing member of Razor's Edge Ventures II, LLC and may be deemed to be the beneficial owner of the securities held by Razor's Edge Fund II, LP. The reporting person disclaims beneficial ownership of the securities held by Razor's Edge Fund II, LP except to the extent of his pecuniary interest therein. |
| 7 | Derivative | Series A-2 Preferred Stock | 2026-05-08 | C | D | 835,740 | $0.00 | 0 | I See Footnote | — · — to — | 835,740 Common Stock | (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F3) These securities are owned directly by Razor's Edge Fund II-A, LP. Razor's Edge Ventures II, LLC is the general partner of Razor's Edge Fund II-A, LP. The reporting person is a managing member of Razor's Edge Ventures II, LLC and may be deemed to be the beneficial owner of the securities held by Razor's Edge Fund II-A, LP. The reporting person disclaims beneficial ownership of the securities held by Razor's Edge Fund II-A, LP except to the extent of his pecuniary interest therein. |
| 8 | Derivative | Series A-3 Preferred Stock | 2026-05-08 | C | D | 311,186 | $0.00 | 0 | I See Footnote | — · — to — | 311,186 Common Stock | (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F2) These securities are owned directly by Razor's Edge Fund II, LP. Razor's Edge Ventures II, LLC is the general partner of Razor's Edge Fund II, LP. The reporting person is a managing member of Razor's Edge Ventures II, LLC and may be deemed to be the beneficial owner of the securities held by Razor's Edge Fund II, LP. The reporting person disclaims beneficial ownership of the securities held by Razor's Edge Fund II, LP except to the extent of his pecuniary interest therein. |
| 9 | Derivative | Series A-3 Preferred Stock | 2026-05-08 | C | D | 189,652 | $0.00 | 0 | I See Footnote | — · — to — | 189,652 Common Stock | (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F3) These securities are owned directly by Razor's Edge Fund II-A, LP. Razor's Edge Ventures II, LLC is the general partner of Razor's Edge Fund II-A, LP. The reporting person is a managing member of Razor's Edge Ventures II, LLC and may be deemed to be the beneficial owner of the securities held by Razor's Edge Fund II-A, LP. The reporting person disclaims beneficial ownership of the securities held by Razor's Edge Fund II-A, LP except to the extent of his pecuniary interest therein. |
| 10 | Derivative | Series B Preferred Stock | 2026-05-08 | C | D | 513,701 | $0.00 | 0 | I See Footnote | — · — to — | 513,701 Common Stock | (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F2) These securities are owned directly by Razor's Edge Fund II, LP. Razor's Edge Ventures II, LLC is the general partner of Razor's Edge Fund II, LP. The reporting person is a managing member of Razor's Edge Ventures II, LLC and may be deemed to be the beneficial owner of the securities held by Razor's Edge Fund II, LP. The reporting person disclaims beneficial ownership of the securities held by Razor's Edge Fund II, LP except to the extent of his pecuniary interest therein. |
| 11 | Derivative | Series B Preferred Stock | 2026-05-08 | C | D | 313,073 | $0.00 | 0 | I See Footnote | — · — to — | 313,073 Common Stock | (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F3) These securities are owned directly by Razor's Edge Fund II-A, LP. Razor's Edge Ventures II, LLC is the general partner of Razor's Edge Fund II-A, LP. The reporting person is a managing member of Razor's Edge Ventures II, LLC and may be deemed to be the beneficial owner of the securities held by Razor's Edge Fund II-A, LP. The reporting person disclaims beneficial ownership of the securities held by Razor's Edge Fund II-A, LP except to the extent of his pecuniary interest therein. |
| 12 | Derivative | Series C Preferred Stock | 2026-05-08 | C | D | 343,934 | $0.00 | 0 | I See Footnote | — · — to — | 343,934 Common Stock | (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F4) These securities are owned directly by REII Sidecar 2, LLC. Razor's Edge Ventures II, LLC is the manager of REII Sidecar 2, LLC. The reporting person is a managing member of Razor's Edge Ventures II, LLC and may be deemed to be the beneficial owner of the securities held by REII Sidecar 2, LLC. The reporting person disclaims beneficial ownership of the securities held by REII Sidecar 2, LLC except to the extent of his pecuniary interest therein. |
| 13 | Derivative | Series D Preferred Stock | 2026-05-08 | C | D | 221,391 | $0.00 | 0 | I See Footnote | — · — to — | 221,391 Common Stock | (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F4) These securities are owned directly by REII Sidecar 2, LLC. Razor's Edge Ventures II, LLC is the manager of REII Sidecar 2, LLC. The reporting person is a managing member of Razor's Edge Ventures II, LLC and may be deemed to be the beneficial owner of the securities held by REII Sidecar 2, LLC. The reporting person disclaims beneficial ownership of the securities held by REII Sidecar 2, LLC except to the extent of his pecuniary interest therein. |
| 14 | Derivative | Series D-1 Preferred Stock | 2026-05-08 | C | D | 83,402 | $0.00 | 0 | I See Footnote | — · — to — | 83,402 Common Stock | (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F2) These securities are owned directly by Razor's Edge Fund II, LP. Razor's Edge Ventures II, LLC is the general partner of Razor's Edge Fund II, LP. The reporting person is a managing member of Razor's Edge Ventures II, LLC and may be deemed to be the beneficial owner of the securities held by Razor's Edge Fund II, LP. The reporting person disclaims beneficial ownership of the securities held by Razor's Edge Fund II, LP except to the extent of his pecuniary interest therein. |
| 15 | Derivative | Series D-1 Preferred Stock | 2026-05-08 | C | D | 50,829 | $0.00 | 0 | I See Footnote | — · — to — | 50,829 Common Stock | (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F3) These securities are owned directly by Razor's Edge Fund II-A, LP. Razor's Edge Ventures II, LLC is the general partner of Razor's Edge Fund II-A, LP. The reporting person is a managing member of Razor's Edge Ventures II, LLC and may be deemed to be the beneficial owner of the securities held by Razor's Edge Fund II-A, LP. The reporting person disclaims beneficial ownership of the securities held by Razor's Edge Fund II-A, LP except to the extent of his pecuniary interest therein. |
| 16 | Derivative | Series D-1 Preferred Stock | 2026-05-08 | C | D | 223,719 | $0.00 | 0 | I See Footnote | — · — to — | 223,719 Common Stock | (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F1) The Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering (IPO) for no additional consideration, on a 1-for-1 basis, and had no expiration date. (F4) These securities are owned directly by REII Sidecar 2, LLC. Razor's Edge Ventures II, LLC is the manager of REII Sidecar 2, LLC. The reporting person is a managing member of Razor's Edge Ventures II, LLC and may be deemed to be the beneficial owner of the securities held by REII Sidecar 2, LLC. The reporting person disclaims beneficial ownership of the securities held by REII Sidecar 2, LLC except to the extent of his pecuniary interest therein. |
| 17 | Derivative | Warrant to Purchase Common Stock | 2026-05-08 | M | D | 10,867 | $0.00 | 0 | I See Footnote | $11.17 · — to — | 10,867 Common Stock | (F5) The warrant to acquire common stock automatically net exercised into shares of the Issuer's common stock immediately prior to consummation of the IPO. The warrant had an exercise price of $11.1747 per share. The holder paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 4,671 of the warrant shares to pay the exercise price and issuing to the holder the remaining 6,196 shares. (F5) The warrant to acquire common stock automatically net exercised into shares of the Issuer's common stock immediately prior to consummation of the IPO. The warrant had an exercise price of $11.1747 per share. The holder paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 4,671 of the warrant shares to pay the exercise price and issuing to the holder the remaining 6,196 shares. (F4) These securities are owned directly by REII Sidecar 2, LLC. Razor's Edge Ventures II, LLC is the manager of REII Sidecar 2, LLC. The reporting person is a managing member of Razor's Edge Ventures II, LLC and may be deemed to be the beneficial owner of the securities held by REII Sidecar 2, LLC. The reporting person disclaims beneficial ownership of the securities held by REII Sidecar 2, LLC except to the extent of his pecuniary interest therein. |