Form 4 for AB ALLIANCEBERNSTEIN HOLDING L.P.
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-01 · accession 0001837149-21-000016 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-12-03 | 2021-12-03 | AB | Dibadj Ali | CFO, Head of Strategy | G - Gift | $50.79 | -1,720 | 105.4K | -2% | -$87.4K | |
| I | 2021-12-03 | 2021-12-01 | AB | Dibadj Ali | CFO, Head of Strategy | F - Tax | $49.95 | -2,195 | 15.5K | -12% | -$109.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | AB Holding Units | 2021-12-03 | G | D | 1,720 | $50.79 | 105,392 | D | — | — | (F1) Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") (F4) Closing price of an AB Holding Unit on December 3, 2021. (F2) On December 1, 2021, 5,179 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,195 AB Holding Units were withheld for tax purposes and 2,984 AB Holding Units were delivered to him. (F5) Reflects two bona fide gifts, one for 1,500 AB Holding Units and one for 220 AB Holding Units. |
| 2 | Common | AB Holding Units | 2021-12-01 | F | D | 2,195 | $49.95 | 15,537 | I through rabbi trust under employee incentive compensation award program | — | — | (F1) Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") (F2) On December 1, 2021, 5,179 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,195 AB Holding Units were withheld for tax purposes and 2,984 AB Holding Units were delivered to him. (F3) Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021). |