Form 4 for SYM Symbotic Inc.
Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-01 · accession 0001837240-23-000012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-04 | 2023-01-01+ | SYM | Dunn Michael David | See Remarks | M - OptEx | — | +251.0K | 244.1K | New | — |
| DM | 2023-01-04 | 2023-01-01+ | SYM | Dunn Michael David | See Remarks | F - Tax | $11.99 | -99.4K | 204.4K | -33% | -$1.19M |
| DM | 2023-01-04 | 2023-01-01+ | SYM | Dunn Michael David | See Remarks | M - OptEx | $0.00 | -251.0K | 297.5K | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-03 | M | A | 15,333 | — | 295,835 | D | — | — | (F1) Restricted stock units convert into Class A common stock on a one-for-one basis. |
| 2 | Common | Class A Common Stock | 2023-01-03 | F | D | 6,034 | $12.04 | 289,801 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-01-03 | M | A | 10,996 | — | 300,797 | D | — | — | (F1) Restricted stock units convert into Class A common stock on a one-for-one basis. |
| 4 | Common | Class A Common Stock | 2023-01-03 | F | D | 4,327 | $12.04 | 296,470 | D | — | — | |
| 5 | Common | Class A Common Stock | 2023-01-03 | F | D | 39,018 | $12.04 | 280,502 | D | — | — | |
| 6 | Common | Class A Common Stock | 2023-01-03 | M | A | 99,156 | — | 319,520 | D | — | — | (F1) Restricted stock units convert into Class A common stock on a one-for-one basis. |
| 7 | Common | Class A Common Stock | 2023-01-01 | F | D | 4,327 | $11.94 | 220,364 | D | — | — | |
| 8 | Common | Class A Common Stock | 2023-01-01 | M | A | 10,996 | — | 224,691 | D | — | — | (F1) Restricted stock units convert into Class A common stock on a one-for-one basis. |
| 9 | Common | Class A Common Stock | 2023-01-01 | F | D | 6,034 | $11.94 | 213,695 | D | — | — | |
| 10 | Common | Class A Common Stock | 2023-01-01 | M | A | 15,333 | — | 219,729 | D | — | — | (F1) Restricted stock units convert into Class A common stock on a one-for-one basis. |
| 11 | Common | Class A Common Stock | 2023-01-01 | M | A | 99,156 | — | 244,095 | D | — | — | (F1) Restricted stock units convert into Class A common stock on a one-for-one basis. |
| 12 | Common | Class A Common Stock | 2023-01-01 | F | D | 39,699 | $11.94 | 204,396 | D | — | — | |
| 13 | Derivative | Restricted Stock Units | 2023-01-01 | M | D | 10,996 | $0.00 | 76,974 | D | — · — to — | 10,996 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. (F5) On August 17, 2022, the reporting person was granted 87,970 restricted stock units that vest as follows: 1/4 of the restricted stock units vest on January 1, 2023, and 1/16 of the restricted stock units vest quarterly thereafter, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates. The restricted stock units that vested on January 1, 2023 were released in two tranches: 10,996 released on January 1, 2023 and 10,996 released on January 3, 2023. |
| 14 | Derivative | Restricted Stock Units | 2023-01-01 | M | D | 15,333 | $0.00 | 76,667 | D | — · — to — | 15,333 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. (F4) On August 17, 2022, the reporting person was granted 92,000 restricted stock units that vest as follows: 1/3 of the restricted stock units vest on January 1, 2023, and 1/12 of the restricted stock units vest quarterly thereafter, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates. The restricted stock units that vested on January 1, 2023 were released in two tranches: 15,333 released on January 1, 2023 and 15,333 released on January 3, 2023. |
| 15 | Derivative | Restricted Stock Units | 2023-01-03 | M | D | 10,996 | $0.00 | 65,978 | D | — · — to — | 10,996 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. (F5) On August 17, 2022, the reporting person was granted 87,970 restricted stock units that vest as follows: 1/4 of the restricted stock units vest on January 1, 2023, and 1/16 of the restricted stock units vest quarterly thereafter, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates. The restricted stock units that vested on January 1, 2023 were released in two tranches: 10,996 released on January 1, 2023 and 10,996 released on January 3, 2023. |
| 16 | Derivative | Restricted Stock Units | 2023-01-03 | M | D | 15,333 | $0.00 | 61,334 | D | — · — to — | 15,333 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. (F4) On August 17, 2022, the reporting person was granted 92,000 restricted stock units that vest as follows: 1/3 of the restricted stock units vest on January 1, 2023, and 1/12 of the restricted stock units vest quarterly thereafter, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates. The restricted stock units that vested on January 1, 2023 were released in two tranches: 15,333 released on January 1, 2023 and 15,333 released on January 3, 2023. |
| 17 | Derivative | Restricted Stock Units | 2023-01-03 | M | D | 99,156 | $0.00 | 198,313 | D | — · — to — | 99,156 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. (F3) On August 17, 2022, the reporting person was granted 396,625 restricted stock units that vest as follows: 1/2 of the restricted stock units vest on January 1, 2023, and the remaining 1/2 of the restricted stock units vest on January 1, 2024, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates. The restricted stock units that vested on January 1, 2023 were released in two tranches: 99,156 released on January 1, 2023 and 99,156 released on January 3, 2023. |
| 18 | Derivative | Restricted Stock Units | 2023-01-01 | M | D | 99,156 | $0.00 | 297,469 | D | — · — to — | 99,156 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. (F3) On August 17, 2022, the reporting person was granted 396,625 restricted stock units that vest as follows: 1/2 of the restricted stock units vest on January 1, 2023, and the remaining 1/2 of the restricted stock units vest on January 1, 2024, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates. The restricted stock units that vested on January 1, 2023 were released in two tranches: 99,156 released on January 1, 2023 and 99,156 released on January 3, 2023. |