Form 4 for SYM Symbotic Inc.
Accepted 2024-03-06 00:00:00 ET · period of report 2024-03-01 · accession 0001837240-24-000063 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-06 | 2024-03-01 | SYM | Rus Daniela L | Dir | M - OptEx | — | +17.4K | 17.4K | New | — |
| D | 2024-03-06 | 2024-03-01 | SYM | Rus Daniela L | Dir | A - Grant | $0.00 | +4,060 | 4,060 | New | $0 |
| DM | 2024-03-06 | 2024-03-01 | SYM | Rus Daniela L | Dir | M - OptEx | $0.00 | -17.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-01 | M | A | 10,447 | — | 10,447 | D | — | — | (F1) Restricted stock units convert into Class A common stock on a one-for-one basis. |
| 2 | Common | Class A Common Stock | 2024-03-01 | M | A | 6,964 | — | 17,411 | D | — | — | (F1) Restricted stock units convert into Class A common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Units | 2024-03-01 | A | A | 4,060 | $0.00 | 4,060 | D | — · — to — | 4,060 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. (F5) The restricted stock units vest in full upon the earliest of: (1) March 1, 2025, (2) the Issuer's 2025 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date. |
| 4 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 6,964 | $0.00 | 13,931 | D | — · — to — | 6,964 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. (F4) On March 1, 2023, the Reporting Person was granted 20,895 restricted stock units that vest as follows: 1/3 of the restricted stock units vest on each of March 1, 2024, March 1, 2025 and March 1, 2026, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates. |
| 5 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 10,447 | $0.00 | 0 | D | — · — to — | 10,447 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. (F3) On March 1, 2023, the Reporting Person was granted 10,447 restricted stock units that vest in full upon the earliest of: (1) March 1, 2024, (2) the Issuer's 2024 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date. |