Form 4 for HGTY Hagerty, Inc.
Accepted 2022-04-05 00:00:00 ET · period of report 2022-04-01 · accession 0001840776-22-000060 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-04-05 | 2022-04-01 | HGTY | Butcher John Carlisle | Pres | A - Grant | $0.00 | +71.1K | 70.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-04-01 | A | A | 185 | $0.00 | 71,084 | D | — | — | (F3) Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability. |
| 2 | Common | Class A Common Stock | 2022-04-01 | A | A | 31,279 | $0.00 | 31,279 | D | — | — | (F1) Respresents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2025, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement. |
| 3 | Common | Class A Common Stock | 2022-04-01 | A | A | 10,426 | $0.00 | 41,705 | D | — | — | (F2) Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2023, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability. |
| 4 | Common | Class A Common Stock | 2022-04-01 | A | A | 29,194 | $0.00 | 70,899 | D | — | — | (F3) Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability. |