Form 4 for HGTY Hagerty, Inc.
Accepted 2024-06-13 00:00:00 ET · period of report 2024-06-11 · accession 0001840776-24-000125 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-06-13 | 2024-06-11+ | HGTY | KAUFFMAN ROBERT I | Dir | S - Sale | $10.12 | -27.0K | 3.29M | -0.8% | -$273.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-13 | S | D | 10,225 | $10.23 | 3,284,066 | I By Aldel LLC | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $9.92 to $10.33. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. (F3) Held by Aldel LLC. Mr. Kauffman is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| 2 | Common | Class A Common Stock | 2024-06-11 | S | D | 5,599 | $9.95 | 3,305,516 | I By Aldel LLC | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $9.92 to $10.00. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. (F3) Held by Aldel LLC. Mr. Kauffman is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| 3 | Common | Class A Common Stock | 2024-06-12 | S | D | 11,225 | $10.10 | 3,294,291 | I By Aldel LLC | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $9.97 to $10.20. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. (F3) Held by Aldel LLC. Mr. Kauffman is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |