Form 4 for UWMC UWM Holdings Corp
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001841794-24-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-05 | 2024-03-01 | UWMC | Mat Ishbia | Pres, CEO, Dir, 10% | F - Tax | $6.57 | -95.5K | 171.5K | -36% | -$627.5K |
| D | 2024-03-05 | 2024-03-01 | UWMC | Mat Ishbia | Pres, CEO, Dir, 10% | M - OptEx | $0.00 | +267.0K | 267.0K | New | $0 |
| D | 2024-03-05 | 2024-03-01 | UWMC | Mat Ishbia | Pres, CEO, Dir, 10% | M - OptEx | $0.00 | -267.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-01 | F | D | 95,517 | $6.57 | 171,520 | D | — | — | (F2) This transaction is not a sale of shares by the Reporting Person. Instead this reflects shares mandatorily withheld by the Company in accordance with the award agreement to meet the Company's minimum withholding obligations pursuant to a transaction exempt under Section 16b-3. |
| 2 | Common | Class A Common Stock | 2024-03-01 | M | A | 267,037 | $0.00 | 267,037 | D | — | — | (F1) On March 1, 2024, 267,037 of the Reporting Person's Restricted Stock Units ("RSUs") were settled for an equal number of Class A Common Stock. |
| 3 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 267,037 | $0.00 | 0 | D | — · — to — | 267,037 Class A Common Stock | (F5) The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis. (F7) These RSUs vested on March 2, 2024. |