Form 4 for UWMC UWM Holdings Corp
Accepted 2023-02-03 00:00:00 ET · period of report 2023-02-01 · accession 0001841846-23-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-03 | 2023-02-01 | UWMC | Hubacker Andrew | SVP, CAO, Interim PFO | M - OptEx | — | +1,188 | 2,021 | +143% | — |
| D | 2023-02-03 | 2023-02-01 | UWMC | Hubacker Andrew | SVP, CAO, Interim PFO | F - Tax | $4.69 | -409 | 1,612 | -20% | -$1,918 |
| D | 2023-02-03 | 2023-02-01 | UWMC | Hubacker Andrew | SVP, CAO, Interim PFO | M - OptEx | $0.00 | -1,188 | 1,224 | -49% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-01 | M | A | 1,188 | — | 2,021 | D | — | — | (F1) On February 1, 2023, 1,188 of the Reporting Person's Restricted Stock Units ("RSUs") were settled for an equal number of Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2023-02-01 | F | D | 409 | $4.69 | 1,612 | D | — | — | (F2) Shares withheld for payment of applicable taxes upon settlement of RSUs in accordance with Rule 16b-3. |
| 3 | Derivative | Restricted Stock Units | 2023-02-01 | M | D | 1,188 | $0.00 | 1,224 | D | — · — to — | 1,188 Class A Common Stock | (F3) The RSUs convert to Class A Common Stock on a one-for-one basis. (F4) These RSUs vest in accordance with the following schedule: 1,224 vest on February 1, 2024 |