Form 4 for UWMC UWM Holdings Corp
Accepted 2023-09-06 00:00:00 ET · period of report 2023-09-01 · accession 0001841846-23-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-06 | 2023-09-05 | UWMC | Hubacker Andrew | EVP, CFO, CAO | F - Tax | $5.89 | -1,084 | 4,278 | -20% | -$6,385 |
| D | 2023-09-06 | 2023-09-01 | UWMC | Hubacker Andrew | EVP, CFO, CAO | M - OptEx | $0.00 | +3,750 | 5,362 | +233% | $0 |
| D | 2023-09-06 | 2023-09-01 | UWMC | Hubacker Andrew | EVP, CFO, CAO | M - OptEx | $0.00 | -3,750 | 11.2K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-09-05 | F | D | 1,084 | $5.89 | 4,278 | D | — | — | (F2) Shares withheld for payment of applicable taxes upon settlement of RSUs in accordance with Rule 16b-3. |
| 2 | Common | Class A Common Stock | 2023-09-01 | M | A | 3,750 | $0.00 | 5,362 | D | — | — | (F1) On September 1, 2023, 3,750 of the Reporting Person's Restricted Stock Units ("RSUs") were settled for an equal number of Class A Common Stock. |
| 3 | Derivative | Restricted Stock Units | 2023-09-01 | M | D | 3,750 | $0.00 | 11,250 | D | — · — to — | 3,750 Class A Common Stock | (F3) The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis. (F7) These RSUs vest in accordance with the following schedule: 3,750 vest on September 1, 2024, 3,750 vest on September 1, 2025 and 3,750 vest on September 1, 2026. |