Form 4 for UWMC UWM Holdings Corp
Accepted 2024-09-03 00:00:00 ET · period of report 2024-08-30 · accession 0001841846-24-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-03 | 2024-09-01 | UWMC | Hubacker Andrew | EVP, CFO, CAO | F - Tax | $9.40 | -1,092 | 31.1K | -3% | -$10.3K |
| D | 2024-09-03 | 2024-09-01 | UWMC | Hubacker Andrew | EVP, CFO, CAO | M - OptEx | $0.00 | +3,750 | 32.1K | +13% | $0 |
| D | 2024-09-03 | 2024-09-01 | UWMC | Hubacker Andrew | EVP, CFO, CAO | M - OptEx | $0.00 | -3,750 | 7,500 | -33% | $0 |
| D | 2024-09-03 | 2024-08-30 | UWMC | Hubacker Andrew | EVP, CFO, CAO | A - Grant | $0.00 | +329.3K | 329.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-01 | F | D | 1,092 | $9.40 | 31,053 | D | — | — | (F1) Shares withheld for payment of applicable taxes upon settlement of RSUs in accordance with Rule 16b-3. |
| 2 | Common | Class A Common Stock | 2024-09-01 | M | A | 3,750 | $0.00 | 32,145 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-09-01 | M | D | 3,750 | $0.00 | 7,500 | D | — · — to — | 3,750 Class A Common Stock | (F2) The RSUs convert to Class A Common Stock on a one-for-one basis. (F5) These RSUs vest in accordance with the following schedule: 3,750 vested on September 1, 2023, 3,750 vested on September 1, 2024, 3,750 vest on September 1, 2025 and 3,750 vest on September 1, 2026. |
| 4 | Derivative | Restricted Stock Units | 2024-08-30 | A | A | 329,309 | $0.00 | 329,309 | D | — · — to — | 329,309 Class A Common Stock | (F2) The RSUs convert to Class A Common Stock on a one-for-one basis. (F4) These RSUs vest on August 30, 2031. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan. |