Form 4 for PUBM PubMatic, Inc.
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001844595-21-000012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-17 | 2021-11-16 | PUBM | van der Zweep Michael | Ctrl | S - Sale+OE | $36.62 | -27 | 85 | -24% | -$988.74 |
| D | 2021-11-17 | 2021-11-15 | PUBM | van der Zweep Michael | Ctrl | M - OptEx | $0.00 | +69 | 112 | +160% | $0 |
| D | 2021-11-17 | 2021-11-15 | PUBM | van der Zweep Michael | Ctrl | M - OptEx | $0.00 | -69 | 966 | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-16 | S | D | 27 | $36.62 | 85 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.33 to $36.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. |
| 2 | Common | Class A Common Stock | 2021-11-15 | M | A | 69 | $0.00 | 112 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2021-11-15 | M | D | 69 | $0.00 | 966 | D | — · — to — | 69 Class A Common Stock | (F3) Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. Unless otherwise provided, on each vesting date shares of common stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations. (F4) The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2021, subject to the Reporting Person's provision of service to the Issuer on each vesting date. (F5) RSUs do not expire; they either vest or are canceled prior to the vesting date. |