Form 4 for AB ALLIANCEBERNSTEIN HOLDING L.P.
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-01 · accession 0001845413-21-000015 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-12-03 | 2021-12-01 | AB | Sprules Karl | Head of Gbl Tech, Ops | F - Tax | $49.95 | -11.8K | 203.1K | -5% | -$589.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | AB Holding Units | 2021-12-01 | F | D | 11,796 | $49.95 | 203,088 | I through rabbi trust under employee incentive compensation award program | — | — | (F1) Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") (F2) On December 1, 2021, 30,078 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 11,796 AB Holding Units were withheld for tax purposes and 18,282 AB Holding Units were delivered to him. (F3) Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021). |