Form 4 for AB ALLIANCEBERNSTEIN HOLDING L.P.
Accepted 2021-12-14 00:00:00 ET · period of report 2021-12-10 · accession 0001845413-21-000017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-12-14 | 2021-12-10 | AB | Sprules Karl | Head of Gbl Tech, Ops | A - Grant | $50.94 | +25.0K | 228.1K | +12% | +$1.27M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | AB Holding Units | 2021-12-10 | A | A | 25,029 | $50.94 | 228,117 | I through rabbi trust under employee incentive compensation award program | — | — | (F1) Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") (F2) Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 25,029 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024. (F3) Closing price of an AB Holding Unit (NYSE: AB) on the grant date (December 10, 2021). |