Form 4 for AB ALLIANCEBERNSTEIN HOLDING L.P.
Accepted 2024-12-04 00:00:00 ET · period of report 2024-12-02 · accession 0001845413-24-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-12-04 | 2024-12-02 | AB | Sprules Karl | COO | F - Tax | $36.27 | -44.0K | 43.8K | -50% | -$1.60M |
| 2024-12-04 | 2024-12-02 | AB | Sprules Karl | COO | F - Tax | $36.27 | +29.3K | 123.2K | +31% | +$1.06M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | AB Holding Units | 2024-12-02 | F | D | 44,040 | $36.27 | 43,842 | I through rabbi trust under employee incentive compensation award program | — | — | (F1) Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") (F2) On December 2, 2024, 44,040 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 14,710 AB Holding Units were withheld for tax purposes and 29,330 AB Holding Units were delivered to him. (F3) The closing price of an AB Holding Unit for NYSE composite transactions on November 29, 2024. |
| 2 | Common | AB Holding Units | 2024-12-02 | F | A | 29,330 | $36.27 | 123,246 | D | — | — | (F1) Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") (F2) On December 2, 2024, 44,040 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 14,710 AB Holding Units were withheld for tax purposes and 29,330 AB Holding Units were delivered to him. (F3) The closing price of an AB Holding Unit for NYSE composite transactions on November 29, 2024. |