Form 4 for OABI OmniAb, Inc.
Accepted 2023-06-27 00:00:00 ET · period of report 2023-06-23 · accession 0001846253-23-000087 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-27 | 2022-12-28+ | OABI | HIGGINS JOHN L | Dir | F - Tax | $3.36 | +83.7K | 2.40M | +4% | +$281.5K |
| DM | 2023-06-27 | 2023-06-23 | OABI | HIGGINS JOHN L | Dir | A - Grant | $0.00 | +60.0K | 59.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-04 | F | A | 57,803 | $3.23 | 2,339,452 | D | — | — | (F1) Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units ("RSUs"). (F2) The Reporting Person previously reported certain awards of Restricted Stock Units (RSUs) in Table I of Form 4, but has elected to report the RSUs in Table II going forward. As a result, the total reported in Column 5 of Table I has been updated to subtract 39,517 RSUs outstanding on June 23, 2023. |
| 2 | Common | Common Stock | 2022-12-28 | F | A | 25,914 | $3.66 | 2,397,255 | D | — | — | (F1) Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units ("RSUs"). (F2) The Reporting Person previously reported certain awards of Restricted Stock Units (RSUs) in Table I of Form 4, but has elected to report the RSUs in Table II going forward. As a result, the total reported in Column 5 of Table I has been updated to subtract 39,517 RSUs outstanding on June 23, 2023. |
| 3 | Derivative | Stock Option (right to buy) | 2023-06-23 | A | A | 40,000 | $0.00 | 40,000 | D | $4.81 · — to 2033-06-23 | 40,000 Common Stock | (F5) Each Stock Option shall vest and become exercisable in full on the earlier of (A) the date of the annual meeting of the Company's stockholders next following the grant date and (B) on the first anniversary of the date of grant. |
| 4 | Derivative | Restricted Stock Units | 2023-06-23 | A | A | 20,000 | $0.00 | 59,517 | D | — · — to — | 20,000 Common Stock | (F4) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant. |