Form 4 for OABI OmniAb, Inc.
Accepted 2024-12-10 00:00:00 ET · period of report 2024-12-07 · accession 0001846253-24-000099 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-10 | 2024-12-09 | OABI | Berkman Charles S | CLO | S - Sale+OE | $4.13 | -8,022 | 323.4K | -2% | -$33.1K |
| D | 2024-12-10 | 2024-12-07 | OABI | Berkman Charles S | CLO | M - OptEx | — | +15.6K | 331.4K | +5% | — |
| D | 2024-12-10 | 2024-12-07 | OABI | Berkman Charles S | CLO | M - OptEx | $0.00 | -15.6K | 98.9K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-09 | S | D | 8,022 | $4.13 | 323,385 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.04 to $4.16. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2024-12-07 | M | A | 15,621 | — | 331,407 | D | — | — | (F1) Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on December 7, 2023. (F2) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F3) The total includes 10,374 shares acquired on May 31, 2024, through the Issuer's Employee Stock Purchase Plan (ESPP). |
| 3 | Derivative | Restricted Stock Units | 2024-12-07 | M | D | 15,621 | $0.00 | 98,945 | D | $0.00 · — to — | 15,621 Common Stock | (F2) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F1) Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on December 7, 2023. |