Form 4 for AMAL Amalgamated Financial Corp.
Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-11 · accession 0001849139-21-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-16 | 2021-11-11+ | AMAL | Silodor Deborah | EVP, GC | S - Sale+OE | $19.49 | -18.0K | 5,547 | -76% | -$351.2K |
| D | 2021-11-16 | 2021-11-11 | AMAL | Silodor Deborah | EVP, GC | F - Tax | $19.51 | -82.9K | 23.2K | -78% | -$1.62M |
| D | 2021-11-16 | 2021-11-11 | AMAL | Silodor Deborah | EVP, GC | M - OptEx | $12.00 | +103.7K | 106.1K | +4,317% | +$1.24M |
| DM | 2021-11-16 | 2021-11-11 | AMAL | Silodor Deborah | EVP, GC | M - OptEx | $0.00 | +103.7K | 74.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-11 | S | D | 13,171 | $19.59 | 10,030 | D | — | — | (F2) The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.40- $19.89 inclusive. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in any of the numbers presented as a weighted average. |
| 2 | Common | Class A Common Stock | 2021-11-11 | F | D | 82,860 | $19.51 | 23,201 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-11-11 | M | A | 103,660 | $12.00 | 106,061 | D | — | — | (F1) This represents three tranches of options: (i) 38520, vesting in three tranches beginning on January 1, 2016 at $12, (ii) 33620 vesting in three tranches beginning on January 1, 2017 at $13.75, (iii) 31520 vesting in three tranches beginning on January 1, 2018 at $14.65. |
| 4 | Common | Class A Common Stock | 2021-11-15 | S | D | 367 | $19.03 | 5,180 | D | — | — | (F4) The price in Column 4 is a weighted average price. The shares were sold in multiple tranches at prices ranging from $19.12-$19, inclusive. |
| 5 | Common | Class A Common Stock | 2021-11-12 | S | D | 4,483 | $19.22 | 5,547 | D | — | — | (F3) The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.15-$19.47. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-11-11 | M | A | 31,520 | $0.00 | 106,061 | D | $14.65 · 2021-11-11 to 2028-01-01 | 31,520 Common Stock | (F1) This represents three tranches of options: (i) 38520, vesting in three tranches beginning on January 1, 2016 at $12, (ii) 33620 vesting in three tranches beginning on January 1, 2017 at $13.75, (iii) 31520 vesting in three tranches beginning on January 1, 2018 at $14.65. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2021-11-11 | M | A | 38,520 | $0.00 | 40,921 | D | $12.00 · 2021-11-11 to 2026-01-01 | 38,520 Common Stock | (F1) This represents three tranches of options: (i) 38520, vesting in three tranches beginning on January 1, 2016 at $12, (ii) 33620 vesting in three tranches beginning on January 1, 2017 at $13.75, (iii) 31520 vesting in three tranches beginning on January 1, 2018 at $14.65. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2021-11-11 | M | A | 33,620 | $0.00 | 74,541 | D | $13.75 · 2021-11-11 to 2026-01-01 | 33,620 Common Stock |