Form 4 for KITT Nauticus Robotics, Inc.
Accepted 2024-11-27 00:00:00 ET · period of report 2024-10-09 · accession 0001849820-24-000276 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-27 | 2024-10-09 | KITT | GIBSON JOHN W JR | Interim CEO, Dir | M - OptEx | $0.00 | +3,229 | 20.3K | +19% | $0 |
| D | 2024-11-27 | 2024-11-26 | KITT | GIBSON JOHN W JR | Interim CEO, Dir | P - Purchase | $1.03 | +52.2K | 71.7K | +267% | +$53.7K |
| D | 2024-11-27 | 2024-10-09 | KITT | GIBSON JOHN W JR | Interim CEO, Dir | S - Sale+OE | $1.27 | -766 | 19.6K | -4% | -$972.82 |
| D | 2024-11-27 | 2024-10-09 | KITT | GIBSON JOHN W JR | Interim CEO, Dir | M - OptEx | $0.00 | -3,229 | 84.4K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-09 | M | A | 3,229 | $0.00 | 20,322 | D | — | — | (F1) Holdings reflect 1-for-36 reverse stock split on July 18, 2024. |
| 2 | Common | Common Stock | 2024-11-26 | P | A | 52,157 | $1.03 | 71,713 | D | — | — | (F1) Holdings reflect 1-for-36 reverse stock split on July 18, 2024. |
| 3 | Common | Common Stock | 2024-10-09 | S | D | 766 | $1.27 | 19,556 | D | — | — | (F1) Holdings reflect 1-for-36 reverse stock split on July 18, 2024. |
| 4 | Derivative | Restricted Stock Units | 2024-10-09 | M | D | 3,229 | $0.00 | 84,417 | D | — · — to — | 3,229 Common Stock | (F1) Holdings reflect 1-for-36 reverse stock split on July 18, 2024. (F3) Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. (F4) RSU's vested on October 9, 2024. |