Form 4 for KITT Nauticus Robotics, Inc.

Accepted 2024-12-10 00:00:00 ET · period of report 2024-12-08 · accession 0001849820-24-000278 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2024-12-10	2024-12-08	KITT	Hay Victoria	Interim CFO	M - OptEx	$1.11	+1,112	1,112	New	+$1,234
D	2024-12-10	2024-12-10	KITT	Hay Victoria	Interim CFO	S - Sale+OE	$1.07	-359	753	-32%	-$384.13
D	2024-12-10	2024-12-08	KITT	Hay Victoria	Interim CFO	M - OptEx	$0.00	-1,112	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-12-08	M	A	1,112	$1.11	1,112	D	—	—	(F1) Holdings reflect 1-for-36 reverse stock split on July 18, 2024.
2	Common	Common Stock	2024-12-10	S	D	359	$1.07	753	D	—	—	(F1) Holdings reflect 1-for-36 reverse stock split on July 18, 2024.
3	Derivative	Restricted Stock Units	2024-12-08	M	D	1,112	$0.00	0	D	— · — to —	1,112 Common Stock	(F1) Holdings reflect 1-for-36 reverse stock split on July 18, 2024. (F3) Each Restricted Stock Unit ("RSU"), issued on December 8, 2023, was issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee (or other service provider) or director of the Company, its affiliates or subsidiaries. (F4) The RSUs will vest at the earlier of Mrs. Hay's departure and one year from the date of grant.