Form 4 for GS Goldman Sachs
Accepted 2024-05-02 00:00:00 ET · period of report 2024-04-30 · accession 0001850865-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-02 | 2024-04-30 | GS | Ruemmler Kathryn H. | CLO, GC | M - OptEx | — | +6,909 | 13.4K | +106% | — |
| D | 2024-05-02 | 2024-04-30 | GS | Ruemmler Kathryn H. | CLO, GC | F - Tax | $430.81 | -3,821 | 9,589 | -28% | -$1.65M |
| D | 2024-05-02 | 2024-04-30 | GS | Ruemmler Kathryn H. | CLO, GC | M - OptEx | — | -6,909 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2024-04-30 | M | A | 6,909 | — | 13,410 | D | — | — | (F1) On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026. |
| 2 | Common | Common Stock, par value $0.01 per share | 2024-04-30 | F | D | 3,821 | $430.81 | 9,589 | D | — | — | (F2) Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above. |
| 3 | Derivative | Performance-based Restricted Stock Units | 2024-04-30 | M | D | 6,909 | — | 0 | D | — · — to — | 6,909 Common Stock, par value $0.01 per share | (F1) On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026. |