Form 4 for TKNO Alpha Teknova, Inc.
Accepted 2022-11-17 00:00:00 ET · period of report 2022-05-13 · accession 0001850902-22-000035 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-17 | 2022-05-13+ | TKNO | Hood Lisa | CHRO | P - Purchase | $6.07 | +2,818 | 33.3K | +9% | +$17.1K |
| D | 2022-11-17 | 2022-11-15 | TKNO | Hood Lisa | CHRO | S - Sale | $5.28 | -2,046 | 31.2K | -6% | -$10.8K |
| D | 2022-11-17 | 2022-11-15 | TKNO | Hood Lisa | CHRO | A - Grant | $0.00 | +40.5K | 40.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-13 | P | A | 772 | $10.93 | 31,234 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-14 | P | A | 2,046 | $4.23 | 33,280 | D | — | — | |
| 3 | Common | Common Stock | 2022-11-15 | S | D | 2,046 | $5.28 | 31,234 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.27 to $5.36, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote to this Form 4. |
| 4 | Derivative | Non-Qualified Stock Option (right to buy) | 2022-11-15 | A | A | 40,498 | $0.00 | 40,498 | D | $5.36 · — to 2032-11-15 | 40,498 Common Stock | (F4) The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after November 15, 2022, the date of grant. |