Form 4 for TKNO Alpha Teknova, Inc.
Accepted 2024-02-06 00:00:00 ET · period of report 2023-06-02 · accession 0001850902-24-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-06 | 2023-06-02 | TKNO | McNamara Robert | Dir | A - Grant | $0.00 | +18.8K | 28.2K | +201% | $0 |
| D | 2024-02-06 | 2023-08-31 | TKNO | McNamara Robert | Dir | D - Sale to Iss | $0.00 | -18.8K | 9,357 | -67% | $0 |
| DM | 2024-02-06 | 2023-08-31+ | TKNO | McNamara Robert | Dir | D - Sale to Iss | $0.00 | -44.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-02 | A | A | 18,815 | $0.00 | 28,172 | D | — | — | (F1) Represents restricted stock units granted on June 2, 2023. Shares subject to the award vest on the first anniversary of the grant date. |
| 2 | Common | Common Stock | 2023-08-31 | D | D | 18,815 | $0.00 | 9,357 | D | — | — | (F2) Reflects the forfeiture of 18,815 restricted stock units in connection with the Reporting Person's resignation from the Board of Directors of Alpha Teknova, Inc., effective August 31, 2023. |
| 3 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-08-31 | D | D | 12,292 | $0.00 | 31,959 | D | $16.00 · — to 2031-06-24 | 12,292 Common Stock | (F3) Forfeiture of unvested stock options upon the effective date of the Reporting Person's resignation from the Board of Directors. (F4) On June 24, 2021, the Reporting Person was granted 44,251 stock options. 1/3rd of the original number of shares subject to the option shall vest on the first anniversary of the grant date and the remaining shares subject to the option shall vest in equal monthly installments thereafter over 24 months. |
| 4 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-11-30 | D | D | 31,959 | $0.00 | 0 | D | $16.00 · — to 2031-06-24 | 31,959 Common Stock | (F5) Forfeiture of vested stock options after the expiration of the three-month exercise period following the effective date of the Reporting Person's resignation from the Board of Directors. (F4) On June 24, 2021, the Reporting Person was granted 44,251 stock options. 1/3rd of the original number of shares subject to the option shall vest on the first anniversary of the grant date and the remaining shares subject to the option shall vest in equal monthly installments thereafter over 24 months. |