Form 4 for ALKT ALKAMI TECHNOLOGY, INC.
Accepted 2024-11-12 00:00:00 ET · period of report 2024-11-08 · accession 0001855290-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-11-12 | 2024-11-08+ | ALKT | S3 Ventures Fund III, L.P. | Dir, 10% | S - Sale | $37.50 | -143.8K | 641.3K | -18% | -$5.39M |
| MI | 2024-11-12 | 2024-11-08+ | ALKT | S3 Ventures Fund III, L.P. | Dir, 10% | S - Sale | $37.50 | -2.73M | 14.57M | -16% | -$102.42M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-08 | S | D | 125,000 | $37.50 | 660,060 | D See footnote | — | — | (F1) The Reporting Persons sold these shares to the underwriter in a registered, underwritten secondary offering which closed on November 8, 2024 (the "Secondary Offering"). (F2) Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. |
| 2 | Common | Common Stock | 2024-11-12 | S | D | 356,250 | $37.50 | 14,218,240 | I | — | — | (F3) The Reporting Persons sold these shares to the underwriter on November 12, 2024, pursuant to the exercise in full of the underwriter's option to purchase additional shares in the Secondary Offering. |
| 3 | Common | Common Stock | 2024-11-12 | S | D | 18,750 | $37.50 | 641,310 | D | — | — | (F3) The Reporting Persons sold these shares to the underwriter on November 12, 2024, pursuant to the exercise in full of the underwriter's option to purchase additional shares in the Secondary Offering. |
| 4 | Common | Common Stock | 2024-11-08 | S | D | 2,375,000 | $37.50 | 14,574,490 | I See footnote | — | — | (F1) The Reporting Persons sold these shares to the underwriter in a registered, underwritten secondary offering which closed on November 8, 2024 (the "Secondary Offering"). (F2) Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. |