Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2023-05-04 00:00:00 ET · period of report 2023-05-02 · accession 0001855774-23-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-04 | 2023-05-02 | ALK | VON MUEHLEN CONSTANCE E | EVP AND COO | F - Tax | $43.37 | -655 | 8,221 | -7% | -$28.4K |
| D | 2023-05-04 | 2023-05-02 | ALK | VON MUEHLEN CONSTANCE E | EVP AND COO | M - OptEx | $0.00 | +1,190 | 8,320 | +17% | $0 |
| D | 2023-05-04 | 2023-05-02 | ALK | VON MUEHLEN CONSTANCE E | EVP AND COO | A - Grant | $0.00 | +556 | 8,440 | +7% | $0 |
| DM | 2023-05-04 | 2023-05-02+ | ALK | VON MUEHLEN CONSTANCE E | EVP AND COO | A - Grant | $0.00 | +49.2K | 1,190 | New | $0 |
| D | 2023-05-04 | 2023-05-02 | ALK | VON MUEHLEN CONSTANCE E | EVP AND COO | M - OptEx | $0.00 | -1,190 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-05-02 | F | D | 436 | $43.37 | 7,884 | D | — | — | (F2) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. |
| 2 | Common | COMMON STOCK | 2023-05-02 | M | A | 1,190 | $0.00 | 8,320 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of ALK common stock. |
| 3 | Common | COMMON STOCK | 2023-05-02 | F | D | 219 | $43.37 | 8,221 | D | — | — | (F4) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person. |
| 4 | Common | COMMON STOCK | 2023-05-02 | A | A | 556 | $0.00 | 8,440 | D | — | — | (F3) The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2022, in accordance with the terms of a PSU award agreement granted under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee. |
| 5 | Derivative | COMMON STOCK | 2023-05-02 | A | A | 13,770 | $0.00 | 13,770 | D | $55.36 · — to 2033-05-02 | 13,770 COMMON STOCK | (F7) The option vests as to 3,442 shares on May 2, 2023; as to 3,443 shares on February 7, 2024; as to 3,442 shares on February 7, 2025; and as to 3,443 shares on February 7, 2026. |
| 6 | Derivative | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 2023-05-02 | A | A | 2,585 | $0.00 | 2,585 | D | $64.55 · — to 2033-05-02 | 2,585 COMMON STOCK | (F6) The option vests as to 1,292 shares on May 2, 2023, and as to 1,293 shares on February 11, 2024. |
| 7 | Derivative | RESTRICTED STOCK UNITS | 2023-05-02 | A | A | 4,110 | $0.00 | 4,110 | D | $0.00 · 2024-04-03 to 2024-04-03 | 4,110 COMMON STOCK | (F1) Each restricted stock unit represents a contingent right to receive one share of ALK common stock. |
| 8 | Derivative | RESTRICTED STOCK UNITS | 2023-05-02 | A | A | 5,810 | $0.00 | 5,810 | D | $0.00 · 2025-02-07 to 2025-02-07 | 5,810 COMMON STOCK | (F1) Each restricted stock unit represents a contingent right to receive one share of ALK common stock. |
| 9 | Derivative | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 2023-05-02 | A | A | 8,576 | $0.00 | 8,576 | D | $69.49 · — to 2033-05-02 | 8,576 COMMON STOCK | (F5) The option vests as to 3,546 shares on May 2, 2023; as to 2,515 shares on April 3, 2024; and as to 2,515 shares on April 3, 2025. |
| 10 | Derivative | RESTRICTED STOCK UNITS | 2023-05-04 | A | A | 13,160 | $0.00 | 13,160 | D | $0.00 · 2026-05-04 to 2026-05-04 | 13,160 COMMON STOCK | (F1) Each restricted stock unit represents a contingent right to receive one share of ALK common stock. |
| 11 | Derivative | RESTRICTED STOCK UNITS | 2023-05-02 | A | A | 1,190 | $0.00 | 1,190 | D | $0.00 · 2023-05-02 to 2023-05-02 | 1,190 COMMON STOCK | (F1) Each restricted stock unit represents a contingent right to receive one share of ALK common stock. |
| 12 | Derivative | RESTRICTED STOCK UNITS | 2023-05-02 | M | D | 1,190 | $0.00 | 0 | D | $0.00 · 2023-05-02 to 2023-05-02 | 1,190 COMMON STOCK | (F1) Each restricted stock unit represents a contingent right to receive one share of ALK common stock. |