Form 4 for UIS UNISYS CORP
Accepted 2022-03-01 00:00:00 ET · period of report 2022-02-25 · accession 0001857647-22-000018 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-01 | 2022-02-25+ | UIS | ALTABEF PETER | CEO, Dir | M - OptEx | $0.00 | +109.0K | 864.5K | +14% | $0 |
| DM | 2022-03-01 | 2022-02-25+ | UIS | ALTABEF PETER | CEO, Dir | F - Tax | $409.60 | -42.9K | 875.0K | -5% | -$17.56M |
| DM | 2022-03-01 | 2022-02-25+ | UIS | ALTABEF PETER | CEO, Dir | M - OptEx | $0.00 | -103.9K | 0 | -100% | $0 |
| D | 2022-03-01 | 2022-02-25 | UIS | ALTABEF PETER | CEO, Dir | A - Grant | $0.00 | +78.4K | 78.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-28 | M | A | 30,066 | $0.00 | 838,896 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-25 | M | A | 19,674 | $0.00 | 882,699 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-25 | F | D | 8,601 | $21.77 | 863,025 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-25 | M | A | 21,860 | $0.00 | 871,626 | D | — | — | |
| 5 | Common | Common Stock | 2022-02-28 | F | D | 14,727 | $21.37 | 849,766 | D | — | — | |
| 6 | Common | Common Stock | 2022-02-28 | M | A | 37,427 | $0.00 | 864,493 | D | — | — | |
| 7 | Common | Common Stock | 2022-02-28 | F | D | 11,830 | $21.37 | 827,066 | D | — | — | |
| 8 | Common | Common Stock | 2022-02-25 | F | D | 7,721 | $2,177.00 | 874,978 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2022-02-28 | M | D | 30,066 | $0.00 | 0 | D | — · — to — | 37,427 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive 1.2448 shares of Unisys Corporation common stock. (F4) Performance-based restricted stock units ("PB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2020 through December 31, 2020, 2021 and 2022, respectively, and then such PB-RSUs vest on the later of February 28, 2021, 2022 and 2023, respectively (or is such date does not fall on a trading day, the immediately preceding trading day), and the date on which the Board of Directors verifies the vesting of the applicable tranche of the PB-RSU grant to Unisys Corporation's Chief Executive Officer. This report only relates to the PB-RSUs the reporting person earned during the 2021 performance period. All shares resulting from such earned PB-RSUs vested on February 28, 2022. |
| 10 | Derivative | Restricted Stock Units | 2022-02-25 | M | D | 21,860 | $0.00 | 43,721 | D | — · — to — | 21,860 Common Stock | (F5) Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock. (F6) Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 26, 2022, 2023 and 2024, respectively (or if such date does not fall on a trading day, the immediately preceding trading day). |
| 11 | Derivative | Restricted Stock Units | 2022-02-28 | M | D | 30,066 | $0.00 | 30,066 | D | — · — to — | 30,066 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock. (F2) Time-based restricted stock units ("TB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 28, 2021, 2022 and 2023, respectively (or is such date does not fall on a trading day, the immediately preceding trading day). |
| 12 | Derivative | Restricted Stock Units | 2022-02-25 | A | A | 78,420 | $0.00 | 78,420 | D | — · — to — | 78,420 Common Stock | (F9) Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock. (F10) Time-based restricted stock units ("TB-RSUs") granted on February 25, 2022 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 25, 2023, 2024 and 2025, respectively (or if such date does not fall on a trading day, the immediately preceding trading day). |
| 13 | Derivative | Restricted Stock Units | 2022-02-25 | M | D | 21,860 | $0.00 | 0 | D | — · — to — | 19,674 Common Stock | (F7) Each restricted stock unit represents a contingent right to receive 0.9000 shares of Unisys Corporation common stock. (F8) Performance-based restricted stock units ("PB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2021 through December 31, 2021, 2022 and 2023, respectively, and then such PB-RSUs vest on the later of February 26, 2022, 2023 and 2024, respectively (or is such date does not fall on a trading day, the immediately preceding trading day), and the date on which the Board of Directors verifies the vesting of the applicable tranche of the PB-RSU grant to Unisys Corporation's Chief Executive Officer. This report only relates to the PB-RSUs the reporting person earned during the 2021 performance period. All shares resulting from such earned PB-RSUs vested on February 26, 2022. |