Form 4 for COOK Traeger, Inc.
Accepted 2023-04-17 00:00:00 ET · period of report 2022-01-28 · accession 0001857853-23-000033 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-17 | 2023-04-13 | COOK | ANDRUS JEREMY | CEO, Dir | A - Grant | $0.00 | +1.04M | 4.74M | +28% | $0 |
| DI | 2023-04-17 | 2022-01-28 | COOK | ANDRUS JEREMY | CEO, Dir | J - Other | $0.00 | -491.9K | 3.40M | -13% | $0 |
| D | 2023-04-17 | 2023-04-13 | COOK | ANDRUS JEREMY | CEO, Dir | D - Sale to Iss | $0.00 | -4.15M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-13 | A | A | 1,037,728 | $0.00 | 4,738,419 | D | — | — | (F6) Reflects a change in form of beneficial ownership in a transfer of 5,274,030 shares Issuer's common stock previously reported as directly held by the Reporting Person to JK Andrus Investments, LLC exempt under Rule 16a-13. On October 18, 2022, the Reporting Person inadvertently reported a direct purchase of 148,878 shares of Issuer's common stock. Such shares were purchased indirectly by JK Andrus Investments, LLC. The number of securities listed in Column 5 also reflects the total shares held following such purchases. |
| 2 | Common | Common Stock | 2022-01-28 | J | D | 491,911 | $0.00 | 3,399,002 | I By JA Cropston, LLC | — | — | (F2) Reflects a change in form of beneficial ownership in a transfer of all shares of the Issuer's common stock previously reported as indirectly held by Andrus Traeger Holdings, LLC to JA Cropston, LLC exempt under Rule 16a-13 ("Rule 16a-13") of the Securities Exchange Act of 1934, as amended. (F3) The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 3 | Derivative | Performance-Based Restricted Stock Unit | 2023-04-13 | D | D | 4,150,910 | $0.00 | 0 | D | — · — to 2031-08-02 | 4,150,910 Common Stock | (F7) Reflects the cancellation of unvested performance-based restricted stock units pursuant to the Performance-Based Restricted Stock Agreement. |