Form 4 for APO Apollo Global Management
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001858681-24-000036 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-03-05 | 2024-03-01 | APO | KLEINMAN SCOTT | Co-Pres (See Remarks), Dir | S - Sale | $110.55 | -175.3K | 4.69M | -4% | -$19.38M |
| MI | 2024-03-05 | 2024-03-01 | APO | KLEINMAN SCOTT | Co-Pres (See Remarks), Dir | S - Sale | $110.58 | -32.2K | 111.7K | -22% | -$3.56M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | S | D | 134,006 | $110.39 | 4,723,068 | D HCM APO Series LLC, Series C | — | — | (F3) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.99 inclusive. (F2) Reported amount includes 4,651,303 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. (F8) Held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. |
| 2 | Common | Common Stock | 2024-03-01 | S | D | 23,226 | $110.41 | 117,132 | I | — | — | (F9) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.98 inclusive. |
| 3 | Common | Common Stock | 2024-03-01 | S | D | 2,629 | $109.94 | 140,358 | I | — | — | (F7) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.88 to $109.995 inclusive. |
| 4 | Common | Common Stock | 2024-03-01 | S | D | 736 | $113.13 | 4,692,393 | D | — | — | (F6) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.00 to $113.62 inclusive. (F2) Reported amount includes 4,651,303 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. |
| 5 | Common | Common Stock | 2024-03-01 | S | D | 900 | $112.67 | 110,752 | I | — | — | (F11) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.10 to $113.045 inclusive. |
| 6 | Common | Common Stock | 2024-03-01 | S | D | 10,664 | $109.94 | 4,857,074 | D HCM APO Series LLC, Series C | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.88 to $109.99 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3), (4), (5), (6), (7), (9), (10), and (11). (F2) Reported amount includes 4,651,303 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. (F8) Held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. |
| 7 | Common | Common Stock | 2024-03-01 | S | D | 5,480 | $111.25 | 111,652 | I | — | — | (F10) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $111.98 inclusive. |
| 8 | Common | Common Stock | 2024-03-01 | S | D | 26,365 | $111.30 | 4,696,703 | D HCM APO Series LLC, Series C | — | — | (F4) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $111.99 inclusive. (F2) Reported amount includes 4,651,303 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. (F8) Held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. |
| 9 | Common | Common Stock | 2024-03-01 | S | D | 3,574 | $112.35 | 4,693,129 | D HCM APO Series LLC, Series C | — | — | (F5) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.00 to $112.86 inclusive. (F2) Reported amount includes 4,651,303 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. (F8) Held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. |